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GRANT
WRITING 101:
A
BEGINNER’S GUIDE TO FINDING
AND WINNING GRANTS
By
Linda Burke
If
your department is not among the thousands nationwide which supplement shrinking
budgets with grant funds, there has never been a better time to jump into grant
writing.
The
federal budget for public safety grants to states, counties and municipal
departments has increased by more than 500 percent over the past decade and
there is no indication that these programs will see significant cuts any time
soon. Homeland security offers many new possibilities for government grants and
the response to the 9-11 terrorist attacks has meant increased foundation
support for public safety.
A
successful grant writer has many of the same skills as a successful police
professional: tenacity, thoroughness, attention to detail, and creative
thinking.
“It
really is not as difficult as one might presume,” said Capt. Robert Nash of
the Metropolitan Nashville Police Department Strategic Development Division.
“Writing
a grant proposal isn’t brain surgery,” agreed Linda Procopio, Managing
Partner of Procopio and Associates Fundraising of Shamokin, PA, whose firm is
one of many which assist government agencies and nonprofit organizations in
preparing grant proposals.
But,
for those who want to take a shot at it, Ms Procopio suggests, “You can
download tutorials from the Internet should you feel you have the talent within
your ranks to write your own competitive proposal.” One such tutorial, she
said, can be found at www.silcom.com/~paladin/promaster.html.
Many
free grant writing workshops offer useful guidance for those who want to make a
one-time effort to find funding for a favorite program, as well as those who see
grant writing as a useful skill for their resumé.
“Departments
serious about obtaining grant funding should train one or two officers in the
art of grant writing or hire a civilian employee whose sole task is pursuing
grants,” recommends Hines G. Smith, Chief of Police in Bellevue, Nebraska.
The
Foundation Center, a nonprofit organization, maintains a grant library in each
state and runs a variety of free educational programs which can help.
Plan a
Winning Grant Proposal
You
will begin the grant writing process in one of two ways: (1) you or your staff
will have a great idea for a new program and you will try to find funding to pay
for it, or (2) a grant notice will cross your desk and you will try to adapt an
existing idea to fit the program.
The
latter approach is generally less successful and can actually get you into
trouble. Before you decide to apply for funding simply because it’s available,
ask yourself a few questions: Do we really need the program which will be funded
through this grant? And, most importantly, what is the likelihood that we will
be obligated to continue the program after the grant has expired with already
scarce funds?
Chief
Smith of Bellevue takes the former approach. “Our agency pursues grants from a
need basis,” he said. “We first examine what our needs are and then research
for grants which fit that need.”
You
must be able to document the need with statistics as well as interesting
anecdotal evidence. Your proposal will be more competitive if you can show that
your jurisdiction is needier than others; that the problem you’re seeking to
solve is worse; or that your solution will work better.
With
a good idea for a new program, the next step is to find funders which fit.
Find
Grant Sources
There
are three sources of funding for public safety programs.
•
Federal grants through such agencies as the Office of Justice Programs;
•
State grants, some of which are federal funds which flow to states; and
•
Private grants, made by philanthropic foundations, corporations, or individuals.
The
Internet offers a wealth of information about each of these sources. Arm
yourself with knowledge of some grant making industry “code words” before
you try to navigate the Internet.
Grant
Making Code Words
Look
for “discretionary” or “project” grants. These terms mean that the
funding organization accepts proposals on a competitive basis. The opposite of a
discretionary grant is a “formula grant,” which means that the agency,
usually at the federal level, distributes funds to recipients – usually states
– in accordance with a predetermined formula.
Check
“applicant eligibility.” Some grant sources, for example, require
“501(c)3” status, meaning applicants must be private nonprofit organizations
(501 references the IRS tax code) and municipal and county agencies do not have
this status. In that case, you may wish to identify a partner organization which
is eligible to apply.
Consider
the “match” requirement, if any. The match is your agency’s share of the
project costs, in the form of cash, “in-kind” services, or indirect costs,
and funders will almost always give preference to projects which leverage a
significant amount of other support. The funder will require evidence that the
match is genuinely available. In-kind services, which can be your own staff
time, and indirect costs, which can be a share of utilities to your office, must
be reasonable and documented. The match must be for a component of the project
which is eligible for grant funds. If the grant pays for construction only, for
example, you generally cannot use design as the match.
When
exploring foundation grants, watch out for phrases like “applications not
accepted.” This means the foundation must invite you to apply and the process
of getting yourself invited is a complex one.
Prohibition
against “supplanting” existing funds is found more in public safety grant
writing than in any other discipline. That means the department may not secure
grant funds for a purpose for which department funds have already been
appropriated and move the department funds to another program. For example, if a
Missouri department appropriates funds for victims’ services contracts then
applies to the State Services to Victims Fund, the grant funds must supplement,
rather than replace, the local funds.
“As
a general rule, grants which provide for additional personnel contain a
‘retention clause,’ ” added Chief Hines.
Departments must keep the positions funded after the grants have expired.
Where
to Begin
Start
by visiting your community development department or planning agency. These
organizations may subscribe to one of the many funding guides and could loan you
these notebooks full of grant sources. They will also have access to the
demographic data which is often required in grant proposals – and staff
experienced in grant writing.
All
federal grants are compiled in the Catalogue
of Federal Domestic Assistance, available on-line at www.cfda.gov. This
site’s “Frequently Asked Questions,” sophisticated search capabilities,
and grant writing guidance features are available at no charge.
While
few states have a similar catalogue of state programs on their Web sites, most
state sites are easily found – at www.state.XX.us, where XX is replaced by the
two letter abbreviation for your state – and easily navigated. At the
Massachusetts site, for example, click on “Cities and Towns,” then “Obtain
a Grant or Funding,” and eight broad categories, including Public Safety, come
up as options to pursue.
When
searching the Internet for grants, be as specific as possible. The phrase
“Ohio state grant public safety” on a popular search engine turned up nearly
200,000 entries, including such irrelevant Web sites as the text of Andrew
Jackson’s 1832 State of the Nation address and the minutes of numerous Denver
City Council meetings from 1996. A search on the same engine for “Ohio
‘state grant’ ‘public safety’ match police” resulted in 127 sites,
including a comprehensive report by the Office of Criminal Justice Services
which administers criminal justice grant programs in Ohio.
Searching
for foundation grants is often a greater challenge, but can be more rewarding.
“Innovative new projects which could serve as ‘pilot programs’ or would be
widely replicable in other cities are very strong candidates for foundation
grant funding,” said Linda Procopio of Procopio and Associates.
Start
with your regional foundation library where you can access information and talk
with other grant seekers. The Foundation Center, a nonprofit organization,
offers unlimited public access to foundation grant seeking tools through
Cooperating Collections in each state – for example, at Michigan State
University, which offers free workshops on grant writing and grant seeking. Find
your state’s Cooperating Collections at www.fdncenter.org.
The
Foundation Center also offers an on-line database on a subscription basis or
visit the Philanthropy News Digest
site for free announcements of Requests for Proposals (RFPs) by topic.
Think
in broad service categories – for example, public safety grants are available
from the Federal departments of Health and Human Services and Housing and Urban
Development, as well as the Department of Justice.
Write
and Package the Proposal
So,
you’ve got a great idea and a potential funder... now what?
The
cardinal rule of grant writing is to read the RFP, reread it, and reread it
again. Understand every detail. The most common error made by grant writing
neophytes is belief that the page limit, deadline, number of copies, and list of
required attachments are flexible. They are not.
These requirements assure that proposals can be evaluated and compared
fairly – however unfair they may seem if your photocopy machine dies or
you’re stuck in traffic while the deadline ticks past.
“In
my opinion, the most important step in writing a successful grant proposal is to
carefully follow the directions of the grant solicitation and fulfilling the
requirements outlined in it,” said Capt. Nash of Metropolitan Nashville.
“Most grants clearly state what they require.”
If
the funder offers a workshop, attend it, and make sure the sponsors know you are
in attendance by asking questions. Contact grant program managers by phone or
E-mail whenever you have a question. Ask to look at successful proposals. Many
programs impose a “code of silence” within a certain period before the grant
deadline, when staff may not discuss your proposal with you, and that some staff
are less willing than others to assist applicants. Others, however, will
appreciate your efforts to get it right.
The
RFP will detail the order of items to be included in the proposal. Do not stray
from this outline; many a great proposal has been denied because the funder
could not find necessary information where it was supposed to be.
If
the format and page limit allow, include a cover letter which summarizes the
proposal and describes its presentation. Typically, that cover letter is signed
by the chief elected official of the organization for which you are developing
the grant proposal. Make sure the chain of command knows about the proposal and
is not surprised if you need a signature at the last minute.
You
will unearth some seemingly minor details which may be important. If the funder
specifies that the proposal be submitted in a three-ring binder, do not use
another binding type. If glossy photos are mentioned, do not submit slides.
Ensure that you understand the delivery method – some funders require delivery
to an off-site mailroom; others do not accept USPS deliveries due to the threat
of anthrax.
Creative
writing is permitted, if you are good at it. Try combining statistical
information with anecdotes about the need for the project or the expected
results, to make your proposal memorable and interesting.
While
you may fancy yourself to be Joseph Wambaugh, bear in mind that the most
important writing may be done by others: Letters of support often make the
difference between funding and not. Some keys to getting and using effective
letters:
•
Solicit your letters early. Provide potential letter writers with a brief
description of your proposal and the point you would like them to make. Include
contact information for the person to whom the letter will be addressed –
although the original will be delivered to you in time for inclusion in your
proposal. Make that clear and follow up with the letter writers to make sure
their letters will be done in time;
•
If the letter writers want you to draft their letters, make sure to include
information about each letter writer’s organization;
•
Solicit a letter from the highest ranking local overseer of the funding agency
you can find – for example, ask your congressman or senator for a letter if
you are applying for federal funds; and
•
Solicit letters from “grassroots” groups representing individuals who will
benefit from your program. For example, if a neighborhood is targeted, get a
letter from a residents’ or merchants’ group; if the program involves
students in your schools, contact the PTA, principal, student groups, and
others.
Letters
of support should not be confused with letters of commitment which must state
definitively that an in-kind service or cash contribution will be made.
Neatness
Counts!
Spelling,
neatness, and grammar all count. If your writing skills are deficient, get help
from a colleague.
Fancy
formatting can detract from your proposal unless it is done in a manner which
makes the proposal easier to review. Here again, get help if you need it.
Generally, unusual typefaces, excessive use of bold or italics type, or
“WordArt” look foolish unless you’re a graphics pro.
Each
page should include a header and footer which show the funder and grant program,
your agency’s name, the date, and the page number.
Many RFPs specify the type and margin size.
Charts
and photographs can support your grant case just like any other case. As in
court, make sure that these graphic elements help prove your point, not refute
it.
If
you have the capability and the RFP allows, an attractive cover can showcase
some of this graphic material. The cover should include your agency’s name,
the funder, the program to which you are applying, the name of your project, and
the date of submittal.
Finally,
ask an honest friend or colleague to review the document. Leave ample time for
this review, for getting any superiors’ signatures you may need, and for
putting the copies together and getting the proposal delivered.
What
Next?
Grant
writing demands thick skin. In putting the proposal together, you have gotten
quite a few people personally involved, you’ve gotten your commanding officers
or elected officials expecting success, you may have been interviewed by the
local media – and you put in some extra hours getting it done. And yet, on
average, no more than ten percent of grant proposals are funded.
If
you happen to be in that lucky ten percent, don’t feel bad if you’re among
the last to know – notification will go to whomever signed the proposal or the
cover letter. When you do get the good news, here are some steps to take to
simplify grant administration:
•
Make sure all the government and agency financial staff know that the grant has
been received and has special requirements. Get copies of all grant
documentation, including the original proposal, to whomever is responsible for
your agency’s audits;
•
Provide your elected officials with sufficient information about the program so
they can make a public announcement. If you plan a media event, invite everyone
who provided a letter of support;
•
If you are responsible for overseeing the project, put together a system for
tracking adherence to budget and schedule; and
•
Understand when reports and products are due and who will complete them.
Remember
that your successful completion of this grant funded program may be the best
assurance that you will receive additional grant funding in the future. If you
use the grant money to do what you planned; finish on time; submit all the
required reports; and, generally, your project reflects your original proposal,
build on your success! Funders are like anyone else – they like a winner.
About
the Author: Linda Burke has ten
years experience writing and managing grants for government agencies and has
secured nearly $10 million for clients in the past five years.
Useful
Web Sites
1.
www.cfda.gov
The
Catalogue of Federal Domestic Assistance is acknowledged as “the bible” of
Federal funding sources. Public safety and protection grants are grouped
together under the category of “law, justice and legal services.” In
hundreds of entries, this database outlines literally billions of dollars worth
of grant funds available to municipal departments, community programs, and
others.
2.
www.cfda.gov/public/cat-writing.htm
In
addition, the CFDA offers an excellent description of the process used to
develop a winning proposal.
3.
www.epa.gov/seahome/grants.html
The
Federal Environmental Protection Agency, in conjunction with Purdue University,
developed a grant writing tutorial which offers useful suggestions and real-life
examples for all types of grants.
4.
www.ojp.usdoj.gov/resguide/
The
Office of Justice Programs offers a valuable on-line resource guide which
explains all available funding and describes the agency’s attitude towards
municipal and county departments: “A central idea governing OJP programs is
that, simply put, local communities are best able to solve local problems. OJP
focuses its resources on supporting local innovation, sharing information and
replicating promising programs, and conducting research and evaluation to help
gain a clearer picture about what works in strengthening communities.”
5.
www.samhsa.gov/grants/grants.html
The
Substance Abuse and Mental Health Services Administration, an agency of the US
Department of Health and Human Services, is the Federal agency charged with
improving the quality and availability of prevention, treatment, and
rehabilitative services in order to reduce illness, death, disability, and cost
to society resulting from substance abuse and mental illnesses.
6. www.liscnet.org/whatwedo/programs/csi/MetLifeAwards.shtml
The
MetLife Foundation and the Local Initiatives Support Corporation (LISC) have
partnered to recognize, sustain and share the work of innovative partnerships
between community groups and police to promote neighborhood safety and
revitalization. Through this awards program, MetLife Foundation and LISC will
identify and honor partnerships which can exhibit tangible accomplishments in
their efforts to advance the process, outcome, and/or evaluation of potent
police-community collaborations.
Search
the Internet for the phrase “public safety grants” and the name of your
state, all without punctuation. You’re likely to turn up several dozen sites
worth looking at – from local foundations and union organizations to programs
specific to your state.
TEA-21,
the Federal transportation bond, includes nine programs for highway safety. The
Governors Highway Safety Association offers a handy outline of the programs at
http://www.ghsa.org/html/state_info/info_by_state/infoindex.html
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